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Compliance Monitoring Manager

We are currently recruiting for an experienced Compliance Monitoring Manager to join my client’s team in South Manchester

The successful candidate will be an experienced Compliance professional with a strong awareness of operational and regulatory risk. The candidate will ensure that their “treating customers fairly” principles are embedded into the team’s culture.

Conducting compliance monitoring activity as well as planning, reviewing and reporting on the company’s compliance with the regulators rules and guidance.

  • Responsible for the planning of compliance monitoring activities, including auditing and specific monitoring of internal departments
  • Creation of scoping documents, areas of focus and key conduct risks to be reviewed
  • Analysis of the documented policy and adherence by the business areas against the appropriate regulation, identifying any potential conduct risks and weaknesses
  • Creation and delivery of compliance monitoring reports presenting findings on a risk basis of the area under review and providing recommendations for remedial action
  • Maintain up to date knowledge of FCA Rules and other relevant regulatory developments

To apply: Forward your CV following the apply link in either Word or PDF format

Please Note: due to the volume of applications being received we can only respond to those offering the relevant experience as outlined in the advert.

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Job Information

Job Reference: 49925_1579000256
Salary From: £
Salary To: £40000
Job Industries: Compliance and Risk
Job Locations: Sale, Cheshire
Job Types: Permanent
Job Skills: Compliance

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By |2020-01-14T11:11:03+00:00January 14th, 2020|Comments Off on Compliance Monitoring Manager

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